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IIA IIA-CFSA-INS Exam Syllabus Topics:

SectionObjectives
Topic 1: Insurance Industry Audit Focus- Insurance business models and risk exposure
  • 1. Underwriting and claims audit considerations
    • 2. Regulatory compliance in insurance operations
      • 3. Reserving and actuarial assumptions review
        Topic 2: Financial Services Auditing Fundamentals- Audit methodology in financial services organizations
        • 1. Internal control frameworks and application
          • 2. Risk-based audit planning in financial institutions
            Topic 3: Regulatory and Compliance Environment- Financial services regulatory frameworks
            • 1. Insurance regulatory requirements and standards
              • 2. Anti-fraud and AML controls in insurance sector
                Topic 4: Risk Management and Governance- Enterprise risk management in financial services
                • 1. Operational and compliance risk concepts
                  • 2. Governance structures in regulated industries

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