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ACAMS CAMS7日本語 Exam Syllabus Topics:

SectionWeightObjectives
Topic 1: Building and Managing Anti-Financial Crime Compliance Programs28%- Training, awareness and internal communication
- Monitoring, reporting and record keeping
  • 1. Legal record retention requirements
  • 2. Transaction monitoring and alert management
  • 3. Suspicious activity reporting (SAR/STR)
- Customer due diligence and know-your-customer
  • 1. politically exposed persons and high-risk clients
  • 2. CDD, EDD, beneficial ownership identification
- Program framework and policies
  • 1. Policies, procedures and controls design
  • 2. Risk assessment and risk-based approach
- Audit, testing and continuous improvement
Topic 2: Global Anti-Financial Crime Frameworks, Governance and Regulations24%- International standards and bodies
  • 1. Basel Committee, Wolfsberg Group, UN conventions
  • 2. FATF 40 Recommendations
- Governance, accountability and ethics
  • 1. Ethical obligations and professional standards
  • 2. Roles of board, senior management and compliance function
- Regional and national regulations
  • 1. EU AML Directives
  • 2. USA PATRIOT Act and extraterritorial laws
Topic 3: Tools, Technologies and Investigations22%- Remediation and response
  • 1. Corrective actions and regulatory engagement
- Technology and systems
  • 1. Monitoring systems, screening tools, data analytics
  • 2. Cryptoasset and virtual asset compliance
- Investigation processes and evidence handling
  • 1. Case management and escalation
  • 2. Cooperation with authorities and information sharing
Topic 4: Understanding Risks and Methods of Financial Crime26%- Money laundering stages and techniques
  • 1. Methods across financial sectors and businesses
  • 2. Placement, layering, integration
- Sanctions regimes and compliance risks
  • 1. Risk identification and mitigation
  • 2. UN, EU, OFAC frameworks
- Financial crime risks and consequences
  • 1. Institutional, individual, economic and social impacts
- Terrorism financing and proliferation financing
  • 1. Sources and mechanisms
  • 2. Distinctions from money laundering

ACAMS Certified Anti-Money Laundering Specialist (CAMS7 the 7th edition) (CAMS7日本語版) Sample Questions:

テロ資金供与(CFT)
制裁規制制度のない国では、どのようにして意識を高めることができますか? (2 つ選択してください。)

  • A. 政府間の二国間対話と協力。
  • B. これらの国における AFC (金融犯罪対策) および制裁関連のセミナー、ウェビナー、トレーニング。
  • C. 強力な AML/CFT および制裁規制体制を備えた国とそうでない国の間の貿易を制限します。
  • D. これらの国に対する執行および罰金。
Reveal Solution  Discussion  0

Correct Answer: A,B  🗳️

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保険商品におけるマネーロンダリングに一般的に関連するリスク要因は次のどれですか?
(2つ選択してください。)

  • A. 資金を清算するために保険を早期解約する
  • B. 暗号通貨やその他の非法定通貨を使用して保険契約に資金を提供する
  • C. 保険商品の投資パフォーマンスに過度に重点を置く
  • D. クレジットカードを使って保険を購入する
Reveal Solution  Discussion  0

Correct Answer: A,B  🗳️

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組織の金融犯罪対策 (AFC) プログラムを強化するために、さまざまなリスク管理機能間の連携を促進するには、どのような対策を実施する必要がありますか? (3 つ選択してください。)

  • A. リスク管理部門間で積極的な管理を奨励するための報酬プログラムを確立する
  • B. AFCの失敗に対する上級管理職の責任を負わせる
  • C. 継続的な脅威情報共有のための堅牢なフレームワークを確立する
  • D. AFCリスク、管理戦略、および関連技術に関する部門横断的なトレーニングプログラムを開発する
  • E. 共通の指標と主要業績評価指標を開発する
Reveal Solution  Discussion  0

Correct Answer: C,D,E  🗳️

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金融機関 (FI) におけるどのような変更が、固有の AML リスク エクスポージャーの全社的な再評価のきっかけとなるでしょうか (3 つ選択してください)。

  • A. 金融機関のリスク・コンプライアンス機能の再編
  • B. 金融機関の製品ラインと販売戦略を監督する担当者の変更
  • C. 既存製品の提供に新しい技術を活用する
  • D. 新製品またはサービスの導入
  • E. 合併または買収
Reveal Solution  Discussion  0

Correct Answer: C,D,E  🗳️

エグモント グループの金融情報ユニット (FIU) の目標は、FIU に次のことを行うフォーラムを提供することです。
(3つ選択してください。)

  • A. マネーロンダリングやテロ資金供与を含む金融犯罪と闘うための法案を提案する
  • B. マネーロンダリングやテロ資金供与との戦いにおいて機密情報を安全に共有する
  • C. 特定の問題に対するケースバイケースの解決を認め、その余地を認める協力覚書に署名する
  • D. 国々間の信頼を育む環境を構築する
  • E. FIU間のグローバルな協力を改善する
Reveal Solution  Discussion  0

Correct Answer: B,D,E  🗳️

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